09:00 am
Registration, Continental Breakfast and Networking
09:30 am
Welcome and Introductions
Doug Anderson (Thompson Finance)
09:40 am
Keynote Speaker
10:10 am
Panel: “SEC Exams”
Norm Champ (Kirkland & Ellis LLP) Kirkland and Ellis Partner Norm Champ - former Director of the Division of Investment Management at the SEC - will lead a discussion with leading PE managers on their recent experiences with SEC exams.
10:45 am
Morning Break
11:10 am
A View from Capitol Hill
Scott Gluck (Duane Morris)
11:15 am
Panel: Hot Topics in Cyber Security
David Joire (Senior Special Counsel, SEC)
Browyn Bailey (American Investment Council)
12:00 pm
01:00 pm
Trends in PE Compensation
01:45 pm
Panel: Tax Topics
02:30 pm
Afternoon Break
03:00 pm
Top 5 Risks to PE Managers in 2018
Teresa Y. Bernstein (ACON Investments, L.L.C.)
Moderator: Jamie Lynn Walter (Kirkland & Ellis LLP)
03:45 pm
Using Your Compliance Program as a Strategic Advantage
Josh Cherry-Seto (Blue Wolfe Capital)
Bela Schwartz (The Riverside Company)
Peter Lyon (Leeds Equity)
Blinn Cirella (Saw Mill Capital)
Moderator: Scott Gluck (Duane Morris)
04:30 pm
Cocktail Reception
Thursday, February 15, 2018
Registration begins at 9:00 am.
The Willard InterContinental,
Washington, DC

1401 Pennsylvania Avenue, NW
Washington, DC
Who Should Attend:
  • Private Equity CFOs
  • Private Equity Chief Compliance Officers
  • Private Equity General Counsel
  • Private Equity Chief Administrative Officers
  • Attorneys Representing Private Equity Clients
  • Accounting and Tax Advisors to Private Equity Firms
  • Compliance Consultants
What's Included:
  • A day of top-level private and public sector insight into the challenges facing private equity compliance professionals
  • Opportunities to discuss the latest trends with industry leaders and key decision makers from the SEC
  • Networking opportunities with industry leaders
  • A one-year subscription to Thompson Finance's Guide to Private Equity Regulatory Compliance
Early Bird Rate (through 10/20/17):
Standard Rate:

Questions or Need Info on Group Pricing?
Contact Thompson Grants

1-800-677-3789 | service@thompson.com | finance.thompson.com

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